Bulletin of Chinese Academy of Sciences (Chinese Version)
Keywords
technology export control, evolution analysis, countermeasures
Document Type
Strategy & Policy Decision Research
Abstract
Imposing strict export control on technologies related to national security and interests is common international practice. In recent years, with the increasingly fierce international competition, developed countries and regions such as the United States, Europe, and Japan are adjusting their technology export control policies. On the basis of summarizing the evolution of technology export control system in major developed countries and regions, this study mainly analyzes the latest trend of technology export control of western countries such as the United States and its impact on China’s science and technology innovation. Finally, countermeasures and policy suggestions are put forward from the perspectives of improving technology export control system, strengthening strategic technology research ability, and optimizing independent and controllable ecological environment.
First page
79
Last Page
94
Language
Chinese
Publisher
Bulletin of Chinese Academy of Sciences
References
1 商务部国际贸易经济合作研究院. 中国出口管制制度研究. 北京: 中国商务出版社, 2022. Chinese Academy of International Trade and Economic Cooperation. Research on China’s Export Control System. Beijing: China Commerce and Trade Press, 2022. (in Chinese)
2 彭爽. 出口管制:理论与政策. 北京: 经济科学出版社, 2018. Peng S. Export Control: Theory and Policy. Beijing: Economic Science Press, 2018. (in Chinese)
3 姜辉. 出口管制标准的产业技术创新效应. 北京: 中国原子能出版社, 2021. Jiang H. Export Control Standards Industrial Technology Innovation Effect. Beijing: Atomic Energy Press, 2021. (in Chinese)
4 Seyoum B. Export controls and international business: A study with special emphasis on dual-use export controls and their impact on firms in the US. Journal of Economic Issues, 2017, 51(1): 45-72.
5 宋国友, 张纪腾. 战略竞争、出口管制与中美高技术产品贸易. 世界经济与政治, 2023, (3): 2-31. Song G Y, Zhang J T. Strategic competition, export control and sino-US high-tech products trade. World Economics and Politics, 2023, (3): 2-31. (in Chinese)
6 刘婪棼. 美国技术出口管制立法及中国应对. 湘潭: 湘潭大学, 2021. Liu L F. The United States Technology Export Control Legislation and China’s Response. Xiangtan: Xiangtan University, 2021. (in Chinese)
7 Kirichenko E V. Export controls as a tool to maintain U.S. leadership in a changing world. Paris Institute of Political Studies, 2020, (1): 74-88.
8 吕文栋, 林琳, 赵杨, 等. 美国对华高技术出口管制与中国应对策略研究. 科学决策, 2020, (8): 1-23. Lyu W D, Lin L, Zhao Y, et al. U.S. high-tech export control and its enlightenment to China. Scientific Decision Making, 2020, (8): 1-23. (in Chinese)
9 张群卉. 高新技术产品出口管制研究. 武汉: 武汉大学, 2012. Zhang Q H. Research on Regulation of the High-tech Products Exporting. Wuhan: Wuhan University, 2012. (in Chinese)
10 程晓光. 美国的技术出口管制体系、影响及对我国建议. 全球科技经济瞭望, 2021, 36(11): 1-8. Cheng X G. The U.S. technology export control system, its influence, and suggestions to China. Global Science, Technology and Economy Outlook, 2021, 36(11): 1-8. (in Chinese)
11 李广建, 张庆芝. 国外技术出口管制及其特点. 国际贸易, 2021, (10): 37-46. Li G J, Zhang Q Z. Foreign technology export controls and their characteristics. Intertrade, 2021, (10): 37-46. (in Chinese)
12 周磊, 杨威, 余玲珑, 等. 美国对华技术出口管制的实体清单分析及其启示. 情报杂志, 2020, 39(7): 23-28. Zhou L, Yang W, Yu L L, et al. Research on the U.S. technology export control entity list against China and its implications. Journal of Intelligence, 2020, 39(7): 23-28. (in Chinese)
13 冯洁, 王健, 郭明, 等. 瓦森纳安排管制清单分析及启示. 科技管理研究, 2022, 42(19): 38-44. Feng J, Wang J, Guo M, et al. Analysis and enlightenment of the control list of the wassenaar arrangement. Science and Technology Management Research, 2022, 42(19): 38-44. (in Chinese)
14 王燕, 李菁. 美国出口管制清单制度对中国的影响及应对. 经贸法律评论, 2022, (5): 75-90. Wang Y, Li J. The impact of the U.S. export control list system on China and countermeasures. Business and Economic Law Review, 2022, (5): 75-90. (in Chinese)
15 刘瑛, 孙冰. 与外资安审联动的美国技术出口管制制度及中国应对. 国际贸易, 2020, (6): 72-79. Liu Y, Sun B. On technology export control from the perspective of linkage relationship with national security review of foreign investment and China’s countermeasures. Intertrade, 2020, (6): 72-79. (in Chinese)
16 徐小奔, 杨依楠. 知识产权全球治理形势与涉外法治人才需求. 新文科教育研究, 2023, (1): 94-109. Xu X B, Yang Y N. The need for foreign-related legal talent in global intellectual property governance. New Liberal Arts Education Research, 2023, (1): 94-109. (in Chinese)
17 de Bruin E. Export control regimes—Present-day challenges and opportunities// Beeres R, Bertrand R, Klomp J, et al. NL ARMS Netherlands Annual Review of Military Studies 2021. Hague: T.M.C. Asser Press, 2021: 31-53.
18 池志培. 美国对华科技遏制战略的实施与制约. 太平洋学报, 2020, 28(6): 27-42. Chi Z P. The US technology containment policy against China: Implementation and constraints. Pacific Journal, 2020, 28(6): 27-42. (in Chinese)
19 姜辉. 美国出口管制对中国高新产业的技术创新效应研究. 杭州: 浙江工商大学, 2018. Jiang H. Study on the Technology Innovation Effects of U.S. Export Control to High-tech Industry in China. Hangzhou: Zhejiang Gongshang University, 2018. (in Chinese)
20 Keppler H. Commodity Export Taxes as a Means of Promoting Internal Processing Industries—A General Equilibrium Model. The Economics of Export Restrictions. Routledge, 2019: 51-70.
21 Hosoe N. Impact of tighter controls on Japanese chemical exports to Korea. Economic Modelling, 2021, 94: 631-648.
22 王孝松, 刘元春. 出口管制与贸易逆差——以美国高新技术产品对华出口管制为例. 国际经贸探索, 2017, 33(1): 91-104. Wang X S, Liu Y C. Export control and trade deficit: A comparative analysis based on the U. S. control of ATP export to China. International Economics and Trade Research, 2017, 33(1): 91-104. (in Chinese)
23 姜辉. 美国出口管制的贸易损失效应及对我国的启示. 上海经济研究, 2019, (3): 120-128. Jiang H. Evaluating the trade shortfalls of U.S.Export control and its enlightenment to China. Shanghai Journal of Economics, 2019, (3): 120-128. (in Chinese)
24 李鑫. 美国对华高科技出口管制政策对中国高新技术产品研发及出口的影响. 成都: 西南财经大学, 2020. Li X. The Influence of American High-tech Export Control Policy to China on the R&D and Export of High-tech Products in China. Chengdu: Southwestern University of Finance and Economics, 2020. (in Chinese)
25 赵曦梦. 欧盟两用物项出口管制及其对中国企业创新的影响. 北京: 对外经济贸易大学, 2022. Zhao X M. EU Dual-Use Export Control and the Impact on Innovation of Chinese Firms. Beijing: University of International Business and Economics,2022. (in Chinese)
26 张潇, 苏楠, 陈志, 等. 拜登政府对华技术出口管制态势解析及应对. 情报杂志, 2023, 42(11): 48-53. Zhang X, Su N, Chen Z, et al. An analysis of the strategic situation of the biden administration’s technology export controls to China and China’s countermeasures. Journal of Intelligence, 2023, 42(11): 48-53. (in Chinese)
27 冯伟杰. 美国高技术中间品出口管制对中国出口贸易的影响. 北京: 对外经济贸易大学, 2019. Feng W J. The Impact of US High-tech Intermediate Goods Export Control on China’s Export Trad. Beijing: University of International Business and Economics, 2019. (in Chinese)
28 刘顺鸿. 中美高技术争端分析. 成都: 西南财经大学, 2007. Liu S H. Analyses on Sino-US High-tech Diputes. Chengdu: Southwestern University of Finance and Economics, 2007. (in Chinese)
29 李广建, 王锴, 张庆芝. 基于多源数据的美国出口管制分析框架及其实证研究. 数据分析与知识发现, 2020,4(9):26-40. Li G J, Wang K, Zhang Q Z. Analysis framework based on multi-source data for US export control: An empirical study. Data Analysis and Knowledge Discovery, 2020, 4(9): 26-40. (in Chinese)
30 付保宗. 增强产业链供应链自主可控能力亟待破解的堵点和断点. 经济纵横, 2022, (3): 39-46. Fu B Z. Enhancing the independent controllable ability of the industrial chain and supply chain is an urgent need to crack the blocking point and breaking points. Economic Review Journal, 2022, (3): 39-46. (in Chinese)
31 Noorden R V. The number of researchers with dual US-China affiliations is falling. (2022-10-31). https://www.nature.com/articles/d41586-022-01492-7.
Recommended Citation
HE, Defang; LI, Guangjian; TANG, Fuqiang; and YANG, Fangjuan
(2024)
"Research on evolution and countermeasures of international technology export controls,"
Bulletin of Chinese Academy of Sciences (Chinese Version): Vol. 39
:
Iss.
1
, Article 10.
DOI: https://doi.org/10.16418/j.issn.1000-3045.20230918003
Available at:
https://bulletinofcas.researchcommons.org/journal/vol39/iss1/10