•  
  •  
 

Bulletin of Chinese Academy of Sciences (Chinese Version)

Keywords

enterprise, basic research, constraints, policy system

Document Type

Policy & Management Research

Abstract

Enterprises are the principal players of scientific research and technology innovation. Increasing the participation of enterprises in basic research is of great significance for China to realize high-level self-reliance and strength in science and technology and to improve the efficiency of national innovation system. However, there is still an obvious gap between the basic research capabilities of Chinese enterprises and those of the United States, Japan, or other developed countries. In this study, we firstly reviewed the characteristics and problems of Chinese enterprises’ basic research, finding that expenditure on basic research in enterprises accounts for a relatively low proportion of that in the whole society. At the same time, even though the output of basic research produced by enterprises has increased, its contribution to knowledge creation still needs to be improved. Then, using an “incentive-ability” analysis framework, we revealed the constraints hindering Chinese enterprises to conduct basic research. It shows that incentive for firms to invest in basic research is insufficient. From the perspective of ability, the problem of talent restriction is prominent, industry-university-research cooperation in basic research is limited, and it is difficult for enterprises to use scientific research infrastructure. In the last part of this paper, we present the corresponding countermeasures and suggestions put forward in this study to improve the policy system to support the basic research in enterprises. These measures include: develop differentiated basic research guidance strategies for different industries; support enterprises in setting up laboratories and cultivating talents together with universities and institutions; improve the selection, organization, evaluation and decision-making mechanisms for major scientific and technological projects undertaken by enterprises; expand sharing of science and technology infrastructure and achievements; reform the government outsourcing system to encourage original investment by enterprises; and improve the intellectual property protection system.

First page

602

Last Page

613

Language

Chinese

Publisher

Bulletin of Chinese Academy of Sciences

References

1 Rosenberg N. Why do firms do basic research (with their own money)?. 1990,(19):225-234.

2 徐晓丹,柳卸林.大企业为什么要重视基础研究.科学学与科学技术管理, 2020, 41(9):3-19.

Xu X D, Liu X L. Why should big enterprises attach Importance to basic research?. Science of Science and Management of S&T, 2020, 41(9):3-19.(in Chinese)

3 经济合作与发展组织.弗拉斯卡蒂手册.北京:科学技术文献出版社, 2010.

OECD. Frascati Manual. Beijing:Science and Technology Document Press, 2010.(in Chinese)

4 Arrow K. Economic welfare and the allocation of resources for invention//The Rate and Direction of Inventive Activity:Economic and Social Factors. Princeton:Princeton University Press, 1962:609-626.

5 Nelson R R. The simple economics of basic scientific research. Journal of political economy, 1959, 67(3):297-306.

6 Stokes D E. Pasteur's Quadrant:Basic Science and Technological Innovation. Washington DC:Brookings Institution Press, 1997.

7 Bush V. Science, The Endless Frontier. Washington DC:National Science Foundation, 1945.

8 白春礼.从基础研究到技术创新:纳米材料绿色制版技术的启示.科学通报, 2009,(14):1941-1944.

Bai C L. From Basic research to technological innovation:Implications of green plate making technology of nanomaterials. Chinese Science Bulletin, 2009,(14):1941-1944.(in Chinese)

9 眭纪刚,连燕华,曲婉.企业的内部基础研究与突破性创新.科学学研究, 2013, 31(1):141-148.

Sui J G, Lian Y H, Qu W. The internal basic research and radical innovation in firm. Studies in Science of Science, 2013, 31(1):141-148.(in Chinese)

10 柳卸林,杨培培,常馨之.问题导向的基础研究与产业突破性创新.科学学研究, 2023, doi:10.16192/j.cnki.1003-2053.20230110.001.

Liu X L, Yang P P, Chang X Z. The layout of problem-oriented basic research and radical innovation. Studies in Science of Science, 2023, doi:10.16192/j.cnki.1003-2053.20230110.001.(in Chinese)

11 温珂,李乐旋.从提升自主创新能力视角分析国内企业基础研究现状.科学学与科学技术管理, 2007, 28(2):5-9.

Wen K, Li L X. Analysis of basic research in domestic enterprises in order to enhance indigenous innovation capability. Science of Science and Management of S&T, 2007, 28(2):5-9.(in Chinese)

12 Leten B, Kelchtermans S, Belderbos R. How does basic research improve innovation performance in the world's major pharmaceutical firms?. Industry and Innovation, 2022, 29(3):396-424.

13 Arora A, Belenzon S, Sheer L. Knowledge spillovers and corporate investment in scientific research. American Economic Review, 2021, 111(3):871-898.

14 Choi J U, Lee C Y. The differential effects of basic research on firm R&D productivity:The conditioning role of technological diversification. Technovation, 2022, 118:102559.

15 Cohen W M, Levinthal D A. Absorptive capacity:A new perspective on learning and innovation. Administrative Science Quarterly, 1990:128-152.

16 Salter A J, Martin B R. The economic benefits of publicly funded basic research:a critical review. Research Policy, 2001, 30(3):509-532.

17 Pavitt K. The social shaping of the national science base. Research Policy, 1998, 27(8):793-805.

18 Rotolo D, Camerani R, Grassano N, et al. Why do firms publish?A systematic literature review and a conceptual framework. Research Policy, 2022, 51(10):104606.

19 Lim K. The relationship between research and innovation in the semiconductor and pharmaceutical industries (1981-1997). Research Policy, 2004, 33(2):287-321.

20 Jung H J. Recombination sources and breakthrough inventions:University-developed technology versus firm-developed technology. The Journal of Technology Transfer, 2020, 45(4):1121-1166.

21 Mulligan K, Lenihan H, Doran J, et al. Harnessing the science base:Results from a national programme using publiclyfunded research centres to reshape firms'R&D. Research Policy, 2022, 51(4):104468.

22 Mansfield E. Academic research and industrial innovation:An update of empirical findings. Research Policy, 1998, 26(7):773-776.

23 Higón D A. In-house versus external basic research and firstto-market innovations. Research Policy, 2016, 45(4):816-829.

24 卫平,杨宏呈,蔡宇飞.基础研究与企业技术绩效——来自我国大中型工业企业的经验证据.中国软科学, 2013,(2):123-133.

Wei P, Yang H C, Cai Y F. Basic Research and Enterprises'Technological Innovation:evidence from Large and Medium Enterprises. China Soft Science. 2013,(2):123-133.(in Chinese)

25 刘岩,苏可蒙,高艳慧.企业基础研究对技术创新绩效的影响:来自中国生物制药企业的分析.科技进步与对策, 2022, 39(12):102-111.

Liu Y, Su K M, Gao Y H. The influence of basic research on enterprises'innovation performance:a research based on Chinese bio-pharmaceutical enterprises. Science&Technology Progress and Policy, 2022, 39(12):102-111.(in Chinese)

2305CG00219.pdf (831 kB)

Click link below to download English version.

2305CG00219.pdf (831 kB)

Share

COinS