Breakthrough Mechanism of “Stuck Neck” Technology: “Situation-strategy” Asymmetric Matching Perspective

Authors

Rongjian YU, School of Business Administration, Zhejiang Gongshang University, Hangzhou 310018, ChinaFollow
Yaping WANG, School of Business Administration, Zhejiang Gongshang University, Hangzhou 310018, China
Yizhi ZHAO, School of Business Administration, Zhejiang Gongshang University, Hangzhou 310018, China
Wei BAI, School of Business Administration, Zhejiang Gongshang University, Hangzhou 310018, ChinaFollow

Keywords

“stuck neck” technology, “situation-strategy” matching, asymmetric cracking strategy

Document Type

Theory and Practice of Techno-economic Security

Abstract

Under the dual background of the impact of the epidemic and anti-globalization, the technical problem of “stuck neck” is a major practical problem that China urgently needs to solve. Existing researches lack a structured theoretical framework to solve the technical problem of “stuck neck”, and overlooked the analysis of the situation-dependent mechanism of “stuck neck” technologies. This study evaluates the technical situation from the two dimensions of the technical capability base and the dynamic of the technical paradigm, constructs a “stuck neck” technology cracking strategy matrix from the technical category and technology track, integrates the two categories of the technical situation and the cracking strategy matrix, and draws on asymmetric innovation ideas. Based on the asymmetrical “situation-strategy” matching perspective, this study constructs a theoretical framework for the asymmetrical cracking strategy of “stuck neck” technologies. Aiming at 20 typical “stuck neck” technologies, the patented measurement method is used to measure the technical situation, and asymmetric cracking strategies for each “stuck neck” technology are proposed. Based on the asymmetric “situation-strategy” matching perspective, the theoretical framework of the asymmetric cracking strategy of “stuck neck” technology provides a decision-making reference for the country to crack the technical problems of “stuck neck”.

First page

580

Last Page

592

Language

Chinese

Publisher

Bulletin of Chinese Academy of Sciences

References

1 陈劲,阳镇,朱子钦.""十四五""时期""卡脖子""技术的破解:识别框架、战略转向与突破路径.改革, 2020,(12):5-15.

Chen J, Yang Z, Zhu Z Q. The solution of ""neck sticking"" technology during the 14th five-year plan period:Identification framework, strategic change and breakthrough path. Reform, 2020,(12):5-15.(in Chinese)

2 唐恒,邵泽宇,蔡兴兵,等.专利视角下""卡脖子""技术短板甄选研究.中国发明与专利, 2021, 18(1):54-59.

Tang H, Shao Z Y, Cai X B, et al. Research on the selection of the technical shortcomings of ""blocking the neck"" from the perspective of patent. China Invention&Patent, 2021, 18(1):54-59.(in Chinese)

3 汤志伟,李昱璇,张龙鹏.中美贸易摩擦背景下""卡脖子""技术识别方法与突破路径——以电子信息产业为例.科技进步与对策, 2021, 38(1):1-9.

Tang Z W, Li Y X, Zhang L P. Identification method and breakthrough path of ""neck-jamming"" technologies under the background of Sino-US trade friction:A case of the electronic information industry. Science&Technology Progress and Policy, 2021, 38(1):1-9.(in Chinese)

4 刘立,刘磊.实施""非对称""赶超战略——突破""卡脖子""技术.国家治理, 2020,(45):3-8.

Liu L, Liu L. Implement the ""asymmetric"" catch-up strategy to break through the ""neck-Jamming"" technology. Governance, 2020,(45):3-8.(in Chinese)

5 邢冬梅.""卡脖子""技术问题的成因与规避——技术轨道的分析视角.国家治理, 2020,(45):21-25.

Xing D M. The causes and avoidances of the""neck-jamming""technology problem:An analytical perspective on the technical track. Governance, 2020,(45):21-25.(in Chinese)

6 陈劲,朱子钦.关键核心技术""卡脖子""问题突破路径研究.创新科技, 2020, 20(7):1-8.

Chen J, Zhu Z Q. Research on the breakthrough path of the problems ""blocking the neck"" of key core technologies. Innovation Science and Technology, 2020, 20(7):1-8.(in Chinese)

7 杨思莹.政府推动关键核心技术创新:理论基础与实践方案.经济学家, 2020,(9):85-94.

Yang S Y. The government promotes key core technological innovation:Theoretical basis and practical solutions. Journal of Public Economics, 2020,(9):85-94.(in Chinese)

8 魏江,王丁,刘洋.非对称创新:中国企业的创新追赶之路.管理学季刊, 2020, 5(2):46-59.

Wei J, Wang D, Liu Y. Asymmetric innovation:The path of Chinese firms'catch-up in innovation. Quarterly Journal of Management, 2020, 5(2):46-59.(in Chinese)

9 李显君,孟东晖,刘暐.核心技术微观机理与突破路径——以中国汽车AMT技术为例.中国软科学, 2018,(8):88-104.

LI X J, Meng D H, Liu W. Micro mechanism and breakthrough path of core technology:Evidence from China's automotive AMT technology. China Soft Science, 2018,(8):88-104.(in Chinese)

10 雷小苗,李洋.高科技产业的技术追赶与跨越发展——文献综述和研究展望.工业技术经济, 2019, 38(2):145-152.

Lei X M, Li Y. Technological catch-up and leapfrog development in high-tech industry-Literature review and research prospect. Journal of Industrial Technological Economics, 2019, 38(2):145-152.(in Chinese)

11 Hobday M. East Asian latecomer firms:Learning the technology of electronics. World Development, 1995, 7(23):1171-1193.

12 Kim L. Stages of development of industrial technology in a developing country:A model. Research Policy. 1980, 3(9):254-277.

13 宋艳,原长弘,张树满.装备制造业领军企业如何突破关键核心技术?.科学学研究, 2022, 40(3):420-432.

Song Y, Yuan C H, Zhang S M. How to break through key core technologies for leading equipment manufacturing companies. Studies in Science of Science, 2022, 40(3):420-432.(in Chinese)

14 吴晓波,付亚男,吴东,等.后发企业如何从追赶到超越?——基于机会窗口视角的双案例纵向对比分析.管理世界, 2019, 35(2):151-167.

Wu X B, Fu Y N, Wu D, et al. How do latecomers transform from catch-up to beyond catch-up?A longitudinal comparative analysis of two cases based on window of opportunity perspective. Management World, 2019, 35(2):151-167.(in Chinese)

15尚甜甜,缪小明,刘瀚龙,等.资源约束下颠覆性创新过程机制研究.中国科技论坛, 2021,(1):35-43,54.

Shang T T, Miao X M, Liu H L, et al. Research on the process mechanism of disruptive innovation under resource constraints. Forum on Science and Technology in China, 2021,(1):35-43, 54.(in Chinese)

16 李显君,熊昱,冯堃.中国高铁产业核心技术突破路径与机制.科研管理, 2020, 41(10):1-10.

Li X J, Xiong Y, Feng K. Core technology breakthrough path and mechanism of China's high-speed rail industry. Science Research Management, 2020, 41(10):1-10.(in Chinese)

17 贺俊,吕铁,黄阳华,等.技术赶超的激励结构与能力积累:中国高铁经验及其政策启示.管理世界, 2018, 34(10):191-207.

He J, Lyu T, Huang Y H, et al. Incentive structure and capacity accumulation of technological overtaking:A case study based on China's high-speed rail. Management World, 2018, 34(10):191-207.(in Chinese)

18 李红建.创新:瞄准""卡脖子""技术.学习时报, 2020-03-04(04). Li H J. Innovation:Aiming for ""stuck neck"" technology. Study Times, 2020-03-04(04).(in Chinese)

19 梁帅,高继平.产业技术结构与""卡脖子""技术特征——以高端数控机床为例.科技导报, 2021, 39(24):75-83.

Liang S, Gao J P. Industrial technology structure and the bottleneck technique:With CNC machine tools as an example. Science&Technology Review, 2021, 39(24):75-83.(in Chinese)

20 宋立丰,区钰贤,王静,等.基于重大科技工程的""卡脖子""技术突破机制研究.科学学研究, 2022, 40(11):1-17.

Song L F, Qu Y X, Wang J, et al. Research on the breakthrough mechanism of ""stuck necking"" technology based on major scientific and technological projects. Studies in Science of Science, 2022, 40(11):1-17.(in Chinese)

21 邢文凤.比较企业优势观视角下后发企业追赶路径研究——以新能源汽车发展引发的范式转换为背景.科学学研究, 2017, 35(1):101-109.

Xing W F. Catch-up paths of latecomer firms based on the comparative firm advantage view:In case of the paradigm shift driven by the development of new energy vehicles. Studies in Science of Science, 2017, 35(1):101-109.(in Chinese)

22 翟翠霞,郑文范.国家技术能力理论研究综述.东北大学学报(社会科学版), 2009, 11(1):13-18.

Cui C X, Zheng W F. Review of theoretical studies on national technological capability. Journal of Northeastern University (Social Science), 2009, 11(1):13-18.(in Chinese)

23 Guo Y, Zheng G. How do firms upgrade capabilities for systemic catch-up in the open innovation context?A multiplecase study of three leading home appliance companies in China. Technological Forecasting and Social Change, 2019, 144:36-48.

24 刘海兵,杨磊,许庆瑞.后发企业技术创新能力路径如何演化?——基于华为公司1987-2018年的纵向案例研究.科学学研究, 2020, 38(6):1096-1107.

Liu H B, Yang L, Xu Q R. How does the path of technological innovation capability of latecomer firms evolve?-A longitudinal case study of Huawei from 1987 to 2018.

Studies in Science of Science, 2020, 38(6):1096-1107.(in Chinese)

25 温军,张森.专利、技术创新与经济增长——一个综述.华东经济管理, 2019, 33(8):152-160.

Wen J, Zhang S. Patent, technical innovation and economic growth-A review. East China Economic Management, 2019, 33(8):152-160.(in Chinese)

26 梁宏.产业集群技术创新能力构建及其治理研究.武汉:华中科技大学, 2004.

Liang H. The Research on Constructing Technical Innovation Capability of Industrial Cluster and Governance. Wuhan:Huazhong University of Science and Technology, 2004.(in Chinese)

27 程文银,李兆辰,刘生龙,等.中国专利质量的三维评价方法及实证分析.情报理论与实践, 2022, 45(7):95-101.

Chen W Y, Li Z C, Liu S L, et al. Three-dimensional evaluation method and empirical analysis of China's patent quality. Information Studies:Theory&Application, 2022, 45(7):95-101.(in Chinese)

28 朱雪忠,万小丽.竞争力视角下的专利质量界定.知识产权, 2009, 19(4):7-14.

Zhu X Z, Wan X L. Definition of patent quality from the perspective of competitiveness. Intellectual Property, 2009, 19(4):7-14.(in Chinese)

29 Wang L L, Jiang S, Zhang S Y. Mapping technological trajectories and exploring knowledge sources:A case study of 3D printing technologies. Technological Forecasting and Social Change, 2020, 161:120251.

30 杨武,陈培, Gad D.专利引证视角下技术轨道演化与技术锁定识别——以光刻技术为例.科学学研究, 2022, 40(2):209-219.

Yang W, Chen P, Gad D. Research on technology trajectories evolution and technological lock-in identification:A case study of semiconductor photolithography industry. Studies in Science of Science, 2022, 40(2):209-219.(in Chinese)

31 冯仁涛,余翔.专利技术范围与专利价值——基于生物技术领域专利的分析.情报杂志, 2021, 40(4):109-118.

Feng R T, Yu X. Patent technological scope and patent value-Based on the biotechnology patents analysis. Journal of Intelligence, 2021, 40(4):109-118.(in Chinese)

32 王博.通信产业技术发展的专利计量研究.大连:大连理工大学, 2015.

Wang B. Patentometrics on Communications Industry Technology Development. Dalian:Dalian University of Technology, 2015.(in Chinese)

33 郭颖,孙甘露,杨帆,等.基于专利数据的技术预警模型及实证研究.科技管理研究, 2016, 36(8):137-141.

Guo Y, Sun G L, Yang F, et al. The model and empirical research of technology early warning based on patent data. Science and Technology Management Research, 2016, 36(8):137-141.(in Chinese)

34 郑思佳,汪雪锋,刘玉琴,等.关键核心技术竞争态势评估研究.科研管理, 2021, 42(10):1-10.

Zheng S J, Wang X F, Liu Y Q, et al. A research on evaluation of the competitive situation of key core technologies. Science Research Management, 2021, 42(10):1-10.(in Chinese)

Recommended Citation

YU, Rongjian; WANG, Yaping; ZHAO, Yizhi; and BAI, Wei (2023) "Breakthrough Mechanism of “Stuck Neck” Technology: “Situation-strategy” Asymmetric Matching Perspective," Bulletin of Chinese Academy of Sciences (Chinese Version): Vol. 38 : Iss. 4 , Article 7.
DOI: https://doi.org/10.16418/j.issn.1000-3045.20221020003
Available at: https://bulletinofcas.researchcommons.org/journal/vol38/iss4/7