•  
  •  
 

Bulletin of Chinese Academy of Sciences (Chinese Version)

Keywords

scientific facilities and instruments, authority policy tool, incentive policy tool, central government, local governments

Document Type

Policy & Management Research

Abstract

The openness of scientific facilities and instruments is a part of open science, which can help improve the efficiency of resource utilization and promote more research outputs. Policies is a key driving force for the openness, but studies to analyze such policies are still lackluster. This study conducted a text analysis of 23 central government policies and 65 local government policies in the time-tool framework, and found two types of authority tools: mandatory openness and duplicate review, as well as various incentive tools to give positive and negative payment. It reveals that provincial governments follow and tighten the screws of authority tools from the central government, and meanwhile, carry out policy innovation in incentive tools. Based on the investigation of practice in the openness of scientific facilities and instruments, this study proposes four policy suggestions: paying more attention to the utilization rate and outputs, improving the institutional design of duplicate review at different levels, linking research funding to open sharing, and promoting talent development.

First page

1389

Last Page

1400

Language

Chinese

Publisher

Bulletin of Chinese Academy of Sciences

References

1 王敬, 陈秀娟, 郭进京. 国外开放科学监测实践进展与启示 ——基于欧盟、法国与芬兰的比较分析. 情报理论与实践, 2024, 47(6): 195-206. Wang J, Chen X J, Guo J J. Comparative analysis of the status quo of open science monitor abroad and its implications based on investigation of European Union, France, and Finland. Information Studies: Theory & Application, 2024, 47(6): 195-206. (In Chinese)

2 Fell M J. The economic impacts of open science: A rapid evidence assessment. Publications, 2019, 7(46): 1-30.

3 盛小平, 张莹. 与时俱进:我国国家层面开放科学政策分析. 图书馆论坛, (2023-12-15) [2024-07-22]. https://link.cnki.net/urlid/44.1306.g2.20231214.1930.004. Shen X P, Zhang Y. Advancing with Times: Analysis of Open Science policies at National Level in China. Library Tribune, 2024. (in Chinese)

4 袁亚湘, 魏鑫, 汪洋, 等. 我国开放科学治理框架研究. 中国科学院院刊, 2023, 38(6): 818-828. Yuan Y X, Wei X, Wang Y, et al. Research on open science governance framework model. Bulletin of Chinese Academy of Sciences, 2023, 38(6): 818-828. (in Chinese)

5 杨卫, 刘细文, 黄金霞, 等. 我国开放科学政策体系构建研究. 中国科学院院刊, 2023, 38(6): 829-844. Yang W, Liu X W, Huang J X, et al. Research on China’s open science policy system. Bulletin of Chinese Academy of Sciences. 2023, 38(6): 829-844. (in Chinese)

6 刘贺, 胡颖, 王冬梅. 国家大型科研仪器现状及其开放共享分析研究. 科研管理, 2019, 40(9): 282-288. Liu H, Hu Y, Wang D M. An analysis of the status and open sharing of large-scale scientific research instruments in China. Science Research Management, 2019, 40(9): 282-288. (in Chinese)

7 解志韬. 高校重大科技基础设施开放共享机制与运行绩效研究. 国家教育行政学院学报, 2022, (3): 17-28. Xie Z T. Research on the open and sharing mechanism and operational performance of major scientific and technological infrastructure in universities. Journal of National Academy of Education Administration, 2022, (3): 17-28. (in Chinese)

8 大型仪器购置论证与开放共享的互动机制及优化路径. 实验室研究与探索, 2023, 42(11): 282-286. Yan X Y, Meng Z, Lin Q X, et al. The interaction mechanism and optimization path of large-scale instrument purchase demonstration and open sharing. Research and Exploration in Laboratory, 2023, 42(11): 282-286. (in Chinese)

9 韩凤芹. 科研设施与仪器开放共享重在疏通体制. 中国科技论坛, 2018, (5): 145-150. Han F Q. Resolving problems in the management system: The crucial part of the open and sharing of scientific research facilities and instruments. Forum on Science and Technology in China, 2018, (5): 145-150. (in Chinese)

10 王肖波, 汪健, 赵莉. 科研仪器平台的运行效率评价:两阶段数据包络分析视角. 科技管理研究, 2021, (12): 57-63. Wang X B, Wang J, Zhao L. Operational efficiency evaluation of scientific research instruments platform: Perspective of two-stage data envelope analysis. Science and Technology Management Research, 2021, (12): 57-63. (in Chinese)

11 王剑, 吴定峰, 赵华, 等. 科学仪器资源共享利用效率影响因素研究——基于 629 份问卷调查数据的分析. 情报杂志, 2016, 35(7): 158-162. Wang J, Wu D F, Zhao H, et al. Study on using efficiency factors for instrument resource—Based on the data analysis of 629 residents questionnaires. Journal of Intelligence, 2016, 35(7): 158-162. (In Chinese)

12 邢颍, 赵天驰, 张玲玲. 政策工具视角下中国重大科技基础设施政策量化研究. 科技促进发展, 2023, 19(11): 650-658.Xing Y, Zhao T C, Zhang L L. Quantitative research on large research infrastructure policies in China from the perspective of policy tools. Science & Technology for Development, 2023, 19(11): 650-658. (In Chinese)

13 Schneider A, Ingram H. Behavioral assumptions of policy tools. Journal of Politics, 1990, 52(2): 510-529.

14 Mertha A. “Fragmented authoritarianism 2.0”: Political pluralization in the chinese policy process. The China Quarterly, 2009,200: 995-1012.

15 Hinkle R K. Into the words: Using statutory text to explore the impact of federal courts on state policy diffusion. American Journal of Political Science, 2015, 59(4): 1002-1021.

16 朱旭峰, 赵慧. 政府间关系视角下的社会政策扩散——以城市低保制度为例(1993—1999). 中国社会科学, 2016, (8): 95-116. Zhu X F, Zhao H. Social policy diffusion from the perspective of intergovernmental relations: An empirical study of the urban subsistence allowance system in China (1993-1999). Social Sciences in China, 2016, (8): 95-116. (in Chinese)

17 刘杰, 韩自强. 安全发展示范城市政策采纳与执行力度 ——基于 281 个地级市的比较分析(2010—2021). 公共管理与政策评论, 2023, 12(2): 111-126. Liu J, Han Z Q. Policy diffusion and implementation efforts of role model cities for safe development in China: A comparison analysis from 281 Prefectures (2010-2021). Public Administration and Policy Review, 2023, 12(2): 111-126. (in Chinese)

Share

COinS